Cftc 1.31
WebOn May 23, 2024, the Commodity Futures Trading Commission (the “CFTC” or “Commission”) issued final rules to amend and reorganize CFTC Rule 1.31, which sets forth recordkeeping requirements for all records required to be kept pursuant to the Commodity Exchange Act (“CEA”) and Commission regulations[1]. Rule 1.31 also … Web2 days ago · 4月12日国内原油期货涨1.31%. 中国经济网北京4月12日讯 今日,上海国际能源交易中心日间盘原油期货合约震荡上行,成交活跃,持仓减少。. 国内原油 ...
Cftc 1.31
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WebCommodity Futures Trading Commission CFTC WebJan 26, 2024 · SEC 17a-4(f) & CFTC 1.31 (c-d) Compliance Assessment of Azure Storage; Microsoft Attestation of Electronic Storage Media Services for SEC Rule 17a-4 can be …
WebJun 6, 2024 · On May 23, 2024, the Commodity Futures Trading Commission (the "CFTC" or "Commission") issued final rules to amend and reorganize CFTC Rule 1.31… Web§ 1.31 Regulatory records; retention and production. (a) Definitions. For purposes of this section: Electronic regulatory records means all regulatory records other than regulatory … Records entity Records entity means any person required by the Act or … Unless specified elsewhere in the Act or Commission regulations in this chapter: … Futures commission merchants that establish and enforce written policies …
WebA futures commission merchant may deposit futures customer funds, subject to the risk management policies and procedures of the futures commission merchant required by § 1.11, with the following depositories: (1) A bank or trust company; (2) A derivatives clearing organization; or (3) Another futures commission merchant . WebJun 30, 2024 · CFTC Rule 1.31 states that electronic communications ie: any form of written communication, must be retained for a period of five years while voice communications must be retained for only one year. The grey area in the middle concerns voice transcription data generated by communications surveillance software.
Web31.1 – 31.29: Part 32: Regulation of Commodity Option Transactions: 32.1 – 32.5: Part 33: Regulation of Commodity Option Transactions That Are Options on Contracts of Sale of a Commodity for Future Delivery: 33.1 – 33.11: Part 34: Regulation of Hybrid Instruments: 34.1 – 34.3: Part 35: Swaps in an Agricultural Commodity (Agricultural ...
WebThe Commodity Futures Trading Commission (CFTC), an independent US federal agency, regulates the commodity futures and options markets and, more recently, the swaps market. The long-standing CFTC Rule 1.31 defines records retention requirements established by SEC Rule 17a-4 (f). nayasa electric lunch boxWebCHAPTER I—COMMODITY FUTURES TRADING COMMISSION; PART 23—SWAP DEALERS AND MAJOR SWAP PARTICIPANTS; Subpart F—Reporting, Recordkeeping, and Daily Trading Records Requirements for Swap Dealers and Major Swap Participants § 23.201 Required records. 17 CFR § 23.201 - Required records. naya runes historicWebEffective August 28, 2024, 17 CFR § 1.31 (the CFTC Rule), the Commodity Futures Trading Commission (CFTC) promulgated principles-based requirements for organizations electing to retain electronic regulatory records. naya saffron leather bootsWebFeb 11, 2024 · An applicant that is an operational designated contract market and is also seeking to register as a swap execution facility in order to transfer one or more of its contracts may request that the Commission grant the applicant temporary registration by complying with the requirements in paragraph (c) (1) of this section. mark tipton attorney bryan ohioWebA records entity may provide an original regulatory record for reproduction, which a Commission representative may temporarily remove from such entity's premises for … mark tipsord key west floridaWebEach commodity pool operator registered or required to be registered under the Act must make and keep the following books and records in an accurate, current and orderly manner. Books and records that are not maintained at the pool operator's main business office shall be maintained by one or more of the following: the pool's administrator, distributor or … mark tison norton roseWebAn increase in Brazil's sugar output sparked long liquidation pressures in sugar futures after Unica reported that Brazil's 2024/23 sugar production from Oct through March rose +5.2% y/y to 33.728 ... nayasa group of companies limited